Cyprus Investment Firms (CIFs)
GPTKB entity
Statements (50)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
gptkb:financial_services_company
|
| gptkbp:abbreviation |
CIFs
|
| gptkbp:canBe |
gptkb:bank
market maker investment advisor cross-border within EU |
| gptkbp:compatibleWith |
anti-money laundering regulations
capital adequacy requirements conduct of business rules client asset protection rules |
| gptkbp:country |
gptkb:Cyprus
|
| https://www.w3.org/2000/01/rdf-schema#label |
Cyprus Investment Firms (CIFs)
|
| gptkbp:license |
Cyprus Securities and Exchange Commission license
|
| gptkbp:offers |
bonds
derivatives portfolio management foreign exchange trading structured products shares investment advice contracts for difference (CFDs) dealing on own account execution of orders on behalf of clients placing of financial instruments reception and transmission of orders underwriting of financial instruments |
| gptkbp:oversees |
gptkb:Cyprus_Securities_and_Exchange_Commission
|
| gptkbp:passportingRights |
gptkb:European_Economic_Area
|
| gptkbp:providesService |
investment services
ancillary services |
| gptkbp:regulates |
gptkb:Cyprus_Securities_and_Exchange_Commission
Markets in Financial Instruments Directive (MiFID II) |
| gptkbp:reportsTo |
gptkb:Cyprus_Securities_and_Exchange_Commission
|
| gptkbp:requires |
internal control systems
business continuity plan risk management procedures client categorization procedures complaints handling procedures compliance function conflict of interest policy independent audit function outsourcing policy |
| gptkbp:requiresDisclosureOf |
financial statements
risk disclosures |
| gptkbp:subject |
regular audits
European Union financial regulations investor compensation fund Cyprus Investment Services and Activities and Regulated Markets Law |
| gptkbp:bfsParent |
gptkb:CySEC
|
| gptkbp:bfsLayer |
6
|