Central Registration Depository
GPTKB entity
Statements (23)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
gptkb:database
|
| gptkbp:abbreviation |
gptkb:CRD
|
| gptkbp:accessibleBy |
gptkb:BrokerCheck
|
| gptkbp:country |
gptkb:United_States
|
| gptkbp:establishedIn |
1981
|
| https://www.w3.org/2000/01/rdf-schema#label |
Central Registration Depository
|
| gptkbp:operatedBy |
gptkb:Financial_Industry_Regulatory_Authority
gptkb:North_American_Securities_Administrators_Association |
| gptkbp:provides |
broker-dealer firms
employment history licensing status disciplinary history examination results registered representatives |
| gptkbp:regulates |
securities industry
|
| gptkbp:relatedTo |
gptkb:Form_U4
gptkb:Form_U5 gptkb:Form_U6 |
| gptkbp:usedFor |
registration of investment advisers
licensing of securities professionals registration of broker-dealers |
| gptkbp:bfsParent |
gptkb:CRD
|
| gptkbp:bfsLayer |
6
|