Asset Manager Code of Professional Conduct
GPTKB entity
Statements (28)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
code of conduct
|
| gptkbp:adoptionIsVoluntary |
true
|
| gptkbp:appliesTo |
asset managers
|
| gptkbp:firstPublished |
2005
|
| gptkbp:focusesOn |
conflicts of interest
ethical conduct trading risk management compliance professional conduct disclosure fiduciary duty performance presentation client interests investment process |
| gptkbp:guidanceSystem |
gptkb:fair_dealing
record keeping confidentiality proxy voting client communication compliance procedures |
| https://www.w3.org/2000/01/rdf-schema#label |
Asset Manager Code of Professional Conduct
|
| gptkbp:issuedBy |
gptkb:CFA_Institute
|
| gptkbp:language |
English
|
| gptkbp:updated |
2010
|
| gptkbp:usedIn |
investment management industry
|
| gptkbp:bfsParent |
gptkb:Ethics_and_Standards_of_Professional_Conduct
|
| gptkbp:bfsLayer |
7
|