2006 Basel Committee guidance
GPTKB entity
Statements (21)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
gptkb:regulatory_guidance
|
| gptkbp:appliesTo |
banks
|
| gptkbp:focusesOn |
compliance risk management
compliance function in banks |
| gptkbp:guidanceSystem |
compliance risk assessment
establishing a compliance function independence of compliance function internal controls for compliance monitoring and reporting compliance issues relationship with internal audit responsibilities of board and senior management role of compliance officer training and awareness for staff |
| gptkbp:issuedBy |
gptkb:Basel_Committee_on_Banking_Supervision
|
| gptkbp:partOf |
Basel Committee publications
|
| gptkbp:publicationYear |
2006
|
| gptkbp:referencedIn |
banking regulators worldwide
|
| gptkbp:title |
Compliance and the compliance function in banks
|
| gptkbp:bfsParent |
gptkb:Corporate_Governance_Principles_for_Banks
|
| gptkbp:bfsLayer |
7
|
| https://www.w3.org/2000/01/rdf-schema#label |
2006 Basel Committee guidance
|