Triple

T5340741

Position	Surface form	Disambiguated ID	Type / Status
Subject	Form BD	`E123937`	entity
Predicate	abbreviationOf	`P590`	FINISHED
Object	Broker-Dealer Uniform Application Broker-Dealer Uniform Application is the standardized regulatory form used in the United States for firms to apply for registration as broker-dealers with the SEC, FINRA, and state securities authorities.	`E512106`	NE FINISHED

How this triple was built (4 steps)

Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.

NER Named-entity recognition gpt-5-mini

Instruction

Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).

Input

Phrase: Broker-Dealer Uniform Application | Statement: [Form BD, abbreviationOf, Broker-Dealer Uniform Application]

NED1 Entity disambiguation (via context triple) gpt-5-mini-2025-08-07

Target entity: Broker-Dealer Uniform Application
Context triple: [Form BD, abbreviationOf, Broker-Dealer Uniform Application]

A. Investment Adviser Registration Depository
The Investment Adviser Registration Depository (IARD) is an electronic filing system operated by FINRA that facilitates the registration, filing, and public disclosure of information about investment advisers in the United States.
B. FINRA
FINRA is a U.S. self-regulatory organization that oversees brokerage firms and exchange markets to protect investors and maintain market integrity.
C. Series 65 exam
The Series 65 exam is a U.S. securities licensing test that individuals must pass to qualify as investment adviser representatives authorized to provide investment advice for a fee.
D. National Association of Securities Dealers
The National Association of Securities Dealers (NASD) was a self-regulatory organization that oversaw U.S. broker-dealers and securities markets before its regulatory functions were consolidated into the Financial Industry Regulatory Authority (FINRA).
E. BSA E-Filing System
The BSA E-Filing System is an online platform used by financial institutions and other obligated entities in the United States to electronically submit Bank Secrecy Act reports and related regulatory filings.
F. None of above. chosen
G. Unsure - the case is ambiguous/there is not enough information to decide.

NEDg Description generation gpt-5.1

Instruction

Generate a one-sentence description of the target entity. 
You are given a context triple in the form (subject, predicate, object), where the object is the target entity. 
# Instructions
Use the triple to infer relevant information about the entity. Describe the entity based on what is most defining, well-known. 
Avoid repeating the information from the triple, unless really essential.
# Response Format
Return only the sentence: "Description: [one-sentence description of the target entity]"

Input

Entity: Broker-Dealer Uniform Application
Triple: [Form BD, abbreviationOf, Broker-Dealer Uniform Application]

Generated description

Broker-Dealer Uniform Application is the standardized regulatory form used in the United States for firms to apply for registration as broker-dealers with the SEC, FINRA, and state securities authorities.

NED2 Entity disambiguation (via description) gpt-5-mini-2025-08-07

Target entity: Broker-Dealer Uniform Application
Target entity description: Broker-Dealer Uniform Application is the standardized regulatory form used in the United States for firms to apply for registration as broker-dealers with the SEC, FINRA, and state securities authorities.

A. Investment Adviser Registration Depository
The Investment Adviser Registration Depository (IARD) is an electronic filing system operated by FINRA that facilitates the registration, filing, and public disclosure of information about investment advisers in the United States.
B. FINRA
FINRA is a U.S. self-regulatory organization that oversees brokerage firms and exchange markets to protect investors and maintain market integrity.
C. Series 65 exam
The Series 65 exam is a U.S. securities licensing test that individuals must pass to qualify as investment adviser representatives authorized to provide investment advice for a fee.
D. National Association of Securities Dealers
The National Association of Securities Dealers (NASD) was a self-regulatory organization that oversaw U.S. broker-dealers and securities markets before its regulatory functions were consolidated into the Financial Industry Regulatory Authority (FINRA).
E. BSA E-Filing System
The BSA E-Filing System is an online platform used by financial institutions and other obligated entities in the United States to electronically submit Bank Secrecy Act reports and related regulatory filings.
F. None of above. chosen

Provenance (5 batches)

The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.

Step	Stage	Batch ID	Status	When
creating	Elicitation	`batch_69bd464b07f8819095aa76577c9829e4`	completed	March 20, 2026, 1:06 p.m.
NER	Named-entity recognition	`batch_69bd85cb250c81908a48e4e2bbebbdb9`	completed	March 20, 2026, 5:37 p.m.
NED1	Entity disambiguation (via context triple)	`batch_69bf18c8db388190a31f55854e7370fc`	completed	March 21, 2026, 10:16 p.m.
NEDg	Description generation	`batch_69bf19c8273081908a5138e9af921ec7`	completed	March 21, 2026, 10:20 p.m.
NED2	Entity disambiguation (via description)	`batch_69bf1a3049648190b5040e587671610a`	completed	March 21, 2026, 10:22 p.m.

Created at: March 20, 2026, 2 p.m.