Triple

T4711004
Position Surface form Disambiguated ID Type / Status
Subject Regulation SCI E104509 entity
Predicate legalForm P64 FINISHED
Object SEC rule under the Securities Exchange Act of 1934
Regulation SCI is a U.S. Securities and Exchange Commission regulation that imposes technology, systems integrity, and cybersecurity requirements on key market participants to promote the stability and resilience of the securities markets.
E464859 NE FINISHED

How this triple was built (4 steps)

Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.

NER Named-entity recognition gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: SEC rule under the Securities Exchange Act of 1934 | Statement: [Regulation SCI, legalForm, SEC rule under the Securities Exchange Act of 1934]
NED1 Entity disambiguation (via context triple) gpt-5-mini-2025-08-07
Target entity: SEC rule under the Securities Exchange Act of 1934
Context triple: [Regulation SCI, legalForm, SEC rule under the Securities Exchange Act of 1934]
  • A. U.S. Securities Exchange Act of 1934
    The U.S. Securities Exchange Act of 1934 is a landmark federal law that created the Securities and Exchange Commission (SEC) and established comprehensive regulation of secondary trading of securities in the United States to restore investor confidence and prevent market abuses.
  • B. Section 10(b) of the Securities Exchange Act of 1934
    Section 10(b) of the Securities Exchange Act of 1934 is a key U.S. federal securities law provision that broadly prohibits manipulative and deceptive practices in connection with the purchase or sale of securities.
  • C. Section 4(a)(2) of the Securities Act of 1933
    Section 4(a)(2) of the Securities Act of 1933 is the statutory exemption that permits issuers to offer and sell securities in private placements without registering them with the SEC, provided the transactions do not involve a public offering.
  • D. Section 4(a)(6) of the Securities Act of 1933
    Section 4(a)(6) of the Securities Act of 1933 is the statutory exemption that permits certain small companies to raise limited amounts of capital from the general public through regulated crowdfunding without registering their securities offerings with the SEC.
  • E. Rule 10b-5
    Rule 10b-5 is a core SEC anti-fraud regulation that prohibits deceptive practices in connection with the purchase or sale of securities.
  • F. None of above. chosen
  • G. Unsure - the case is ambiguous/there is not enough information to decide.
NEDg Description generation gpt-5.1
Instruction
Generate a one-sentence description of the target entity. 
You are given a context triple in the form (subject, predicate, object), where the object is the target entity. 
# Instructions
Use the triple to infer relevant information about the entity. Describe the entity based on what is most defining, well-known. 
Avoid repeating the information from the triple, unless really essential.
# Response Format
Return only the sentence: "Description: [one-sentence description of the target entity]"
Input
Entity: SEC rule under the Securities Exchange Act of 1934
Triple: [Regulation SCI, legalForm, SEC rule under the Securities Exchange Act of 1934]
Generated description
Regulation SCI is a U.S. Securities and Exchange Commission regulation that imposes technology, systems integrity, and cybersecurity requirements on key market participants to promote the stability and resilience of the securities markets.
NED2 Entity disambiguation (via description) gpt-5-mini-2025-08-07
Target entity: SEC rule under the Securities Exchange Act of 1934
Target entity description: Regulation SCI is a U.S. Securities and Exchange Commission regulation that imposes technology, systems integrity, and cybersecurity requirements on key market participants to promote the stability and resilience of the securities markets.
  • A. U.S. Securities Exchange Act of 1934
    The U.S. Securities Exchange Act of 1934 is a landmark federal law that created the Securities and Exchange Commission (SEC) and established comprehensive regulation of secondary trading of securities in the United States to restore investor confidence and prevent market abuses.
  • B. Section 10(b) of the Securities Exchange Act of 1934
    Section 10(b) of the Securities Exchange Act of 1934 is a key U.S. federal securities law provision that broadly prohibits manipulative and deceptive practices in connection with the purchase or sale of securities.
  • C. Section 4(a)(2) of the Securities Act of 1933
    Section 4(a)(2) of the Securities Act of 1933 is the statutory exemption that permits issuers to offer and sell securities in private placements without registering them with the SEC, provided the transactions do not involve a public offering.
  • D. Section 4(a)(6) of the Securities Act of 1933
    Section 4(a)(6) of the Securities Act of 1933 is the statutory exemption that permits certain small companies to raise limited amounts of capital from the general public through regulated crowdfunding without registering their securities offerings with the SEC.
  • E. Rule 10b-5
    Rule 10b-5 is a core SEC anti-fraud regulation that prohibits deceptive practices in connection with the purchase or sale of securities.
  • F. None of above. chosen

Provenance (5 batches)

The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.

Step Stage Batch ID Status When
creating Elicitation batch_69bd43eac3c08190af7e4020c6c3704c completed March 20, 2026, 12:56 p.m.
NER Named-entity recognition batch_69bd63ee712c81908da60aa0df58efe0 completed March 20, 2026, 3:12 p.m.
NED1 Entity disambiguation (via context triple) batch_69be1078784c81908e9a3fd0b168cadc completed March 21, 2026, 3:28 a.m.
NEDg Description generation batch_69be11c41a7c81909f00d8301e224ec2 completed March 21, 2026, 3:34 a.m.
NED2 Entity disambiguation (via description) batch_69be12497a90819086176bf8a8111517 completed March 21, 2026, 3:36 a.m.
Created at: March 20, 2026, 1:17 p.m.