Triple

T3245696

Position	Surface form	Disambiguated ID	Type / Status
Subject	Commerce and Trade	`E68061`	entity
Predicate	contains	`P35`	FINISHED
Object	Investment Advisers Act of 1940 (codified sections)	`E9879`	NE FINISHED

How this triple was built (2 steps)

Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.

NER Named-entity recognition gpt-5-mini

Instruction

Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).

Input

Phrase: Investment Advisers Act of 1940 (codified sections) | Statement: [Commerce and Trade, contains, Investment Advisers Act of 1940 (codified sections)]

NED1 Entity disambiguation (via context triple) gpt-5-mini-2025-08-07

Target entity: Investment Advisers Act of 1940 (codified sections)
Context triple: [Commerce and Trade, contains, Investment Advisers Act of 1940 (codified sections)]

A. Investment Advisers Act of 1940 chosen
The Investment Advisers Act of 1940 is a U.S. federal law that regulates investment advisers by imposing registration, fiduciary, disclosure, and anti-fraud obligations to protect investors.
B. Investment Company Act of 1940
The Investment Company Act of 1940 is a U.S. federal law that regulates the organization and activities of investment companies, such as mutual funds, to protect investors through disclosure, governance, and operational requirements.
C. Securities Act Amendments of 1964
The Securities Act Amendments of 1964 were U.S. federal legislative changes that expanded and strengthened federal securities regulation, particularly by extending disclosure and reporting requirements for publicly traded companies.
D. U.S. Securities Exchange Act of 1934
The U.S. Securities Exchange Act of 1934 is a landmark federal law that created the Securities and Exchange Commission (SEC) and established comprehensive regulation of secondary trading of securities in the United States to restore investor confidence and prevent market abuses.
E. Investment Adviser Registration Depository
The Investment Adviser Registration Depository (IARD) is an electronic filing system operated by FINRA that facilitates the registration, filing, and public disclosure of information about investment advisers in the United States.
F. None of above.
G. Unsure - the case is ambiguous/there is not enough information to decide.

Provenance (3 batches)

The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.

Step	Stage	Batch ID	Status	When
creating	Elicitation	`batch_69ad858e4c708190aa31d486cfee8a6a`	completed	March 8, 2026, 2:19 p.m.
NER	Named-entity recognition	`batch_69adaf1a96148190b63bf46209712707`	completed	March 8, 2026, 5:17 p.m.
NED1	Entity disambiguation (via context triple)	`batch_69b28eb55734819093f470caacc3e29c`	completed	March 12, 2026, 10 a.m.

Created at: March 8, 2026, 3:09 p.m.