Triple
T18565299
| Position | Surface form | Disambiguated ID | Type / Status |
|---|---|---|---|
| Subject | Form 13F |
E453746
|
entity |
| Predicate | legalProvision |
P59307
|
FINISHED |
| Object | Section 13(f) of the Securities Exchange Act of 1934 |
—
|
NE NERFINISHED |
How this triple was built (3 steps)
Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.
NER
Named-entity recognition
gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: Section 13(f) of the Securities Exchange Act of 1934 | Statement: [Form 13F, legalProvision, Section 13(f) of the Securities Exchange Act of 1934]
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: Section 13(f) of the Securities Exchange Act of 1934 Context triple: [Form 13F, legalProvision, Section 13(f) of the Securities Exchange Act of 1934]
-
A.
Section 15 of the Securities Exchange Act of 1934
Section 15 of the Securities Exchange Act of 1934 is the core U.S. federal provision that requires broker-dealers to register with the Securities and Exchange Commission and comply with associated regulatory obligations.
-
B.
Section 15(d) of the Securities Exchange Act of 1934
Section 15(d) of the Securities Exchange Act of 1934 is a U.S. securities law provision that requires certain issuers with publicly offered securities to file ongoing periodic and current reports with the Securities and Exchange Commission.
-
C.
Section 10(b) of the Securities Exchange Act of 1934
Section 10(b) of the Securities Exchange Act of 1934 is a key U.S. federal securities law provision that broadly prohibits manipulative and deceptive practices in connection with the purchase or sale of securities.
-
D.
U.S. Securities Exchange Act of 1934
The U.S. Securities Exchange Act of 1934 is a landmark federal law that created the Securities and Exchange Commission (SEC) and established comprehensive regulation of secondary trading of securities in the United States to restore investor confidence and prevent market abuses.
-
E.
SEC rule under the Securities Exchange Act of 1934
Regulation SCI is a U.S. Securities and Exchange Commission regulation that imposes technology, systems integrity, and cybersecurity requirements on key market participants to promote the stability and resilience of the securities markets.
- F. None of above. chosen
- G. Unsure - the case is ambiguous/there is not enough information to decide.
NED2
Entity disambiguation (via description)
gpt-5-mini-2025-08-07
Target entity: Section 13(f) of the Securities Exchange Act of 1934 Target entity description: Section 13(f) of the Securities Exchange Act of 1934 is a U.S. securities law provision that requires institutional investment managers above a certain asset threshold to publicly disclose their equity holdings in quarterly reports to the SEC.
-
A.
Section 15 of the Securities Exchange Act of 1934
Section 15 of the Securities Exchange Act of 1934 is the core U.S. federal provision that requires broker-dealers to register with the Securities and Exchange Commission and comply with associated regulatory obligations.
-
B.
Section 15(d) of the Securities Exchange Act of 1934
Section 15(d) of the Securities Exchange Act of 1934 is a U.S. securities law provision that requires certain issuers with publicly offered securities to file ongoing periodic and current reports with the Securities and Exchange Commission.
-
C.
Section 10(b) of the Securities Exchange Act of 1934
Section 10(b) of the Securities Exchange Act of 1934 is a key U.S. federal securities law provision that broadly prohibits manipulative and deceptive practices in connection with the purchase or sale of securities.
-
D.
U.S. Securities Exchange Act of 1934
The U.S. Securities Exchange Act of 1934 is a landmark federal law that created the Securities and Exchange Commission (SEC) and established comprehensive regulation of secondary trading of securities in the United States to restore investor confidence and prevent market abuses.
-
E.
SEC rule under the Securities Exchange Act of 1934
Regulation SCI is a U.S. Securities and Exchange Commission regulation that imposes technology, systems integrity, and cybersecurity requirements on key market participants to promote the stability and resilience of the securities markets.
- F. None of above. chosen
Provenance (2 batches)
The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.
| Step | Stage | Batch ID | Status | When |
|---|---|---|---|---|
| creating | Elicitation | batch_69d8d38974308190a9174430ef256b73 |
completed | April 10, 2026, 10:40 a.m. |
| NER | Named-entity recognition | batch_69e53afe3ee081909eeee62c889948f4 |
completed | April 19, 2026, 8:28 p.m. |
Created at: April 10, 2026, 11:42 a.m.