Triple
T12398921
| Position | Surface form | Disambiguated ID | Type / Status |
|---|---|---|---|
| Subject | Market Abuse Unit |
E296195
|
entity |
| Predicate | legalBasis |
P125
|
FINISHED |
| Object | Investment Company Act of 1940 |
E9481
|
NE FINISHED |
How this triple was built (2 steps)
Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.
NER
Named-entity recognition
gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: Investment Company Act of 1940 | Statement: [Market Abuse Unit, legalBasis, Investment Company Act of 1940]
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: Investment Company Act of 1940 Context triple: [Market Abuse Unit, legalBasis, Investment Company Act of 1940]
-
A.
Investment Company Act of 1940
chosen
The Investment Company Act of 1940 is a U.S. federal law that regulates the organization and activities of investment companies, such as mutual funds, to protect investors through disclosure, governance, and operational requirements.
-
B.
Investment Advisers Act of 1940
The Investment Advisers Act of 1940 is a U.S. federal law that regulates investment advisers by imposing registration, fiduciary, disclosure, and anti-fraud obligations to protect investors.
-
C.
U.S. Securities Act of 1933
The U.S. Securities Act of 1933 is a landmark federal law that established strict disclosure requirements for securities offerings to protect investors and restore confidence in financial markets after widespread abuses revealed by the stock market crash and ensuing economic crisis.
-
D.
Securities Investor Protection Act
The Securities Investor Protection Act is a U.S. federal law that created the Securities Investor Protection Corporation (SIPC) and establishes procedures to protect customers and recover assets when brokerage firms fail.
-
E.
Securities Act Amendments of 1964
The Securities Act Amendments of 1964 were U.S. federal legislative changes that expanded and strengthened federal securities regulation, particularly by extending disclosure and reporting requirements for publicly traded companies.
- F. None of above.
- G. Unsure - the case is ambiguous/there is not enough information to decide.
Provenance (3 batches)
The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.
| Step | Stage | Batch ID | Status | When |
|---|---|---|---|---|
| creating | Elicitation | batch_69d6ad9f464c81909db36d7e96e34b9e |
completed | April 8, 2026, 7:33 p.m. |
| NER | Named-entity recognition | batch_69d93fd448f08190af425a569d7ed158 |
completed | April 10, 2026, 6:22 p.m. |
| NED1 | Entity disambiguation (via context triple) | batch_69f6556240f48190a3510d10ab98127b |
completed | May 2, 2026, 7:49 p.m. |
Created at: April 8, 2026, 9:54 p.m.