Triple
T1140872
| Position | Surface form | Disambiguated ID | Type / Status |
|---|---|---|---|
| Subject | Series 65 exam |
E23446
|
entity |
| Predicate | fullName |
P16
|
FINISHED |
| Object | Uniform Investment Adviser Law Examination |
E23446
|
NE FINISHED |
How this triple was built (2 steps)
Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.
NER
Named-entity recognition
gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: Uniform Investment Adviser Law Examination | Statement: [Series 65 exam, fullName, Uniform Investment Adviser Law Examination]
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: Uniform Investment Adviser Law Examination Context triple: [Series 65 exam, fullName, Uniform Investment Adviser Law Examination]
-
A.
Series 65 exam
chosen
The Series 65 exam is a U.S. securities licensing test that individuals must pass to qualify as investment adviser representatives authorized to provide investment advice for a fee.
-
B.
Securities Industry Essentials exam
The Securities Industry Essentials (SIE) exam is a foundational FINRA qualification test that assesses basic knowledge of the securities industry and is required before taking more specialized licensing exams.
-
C.
Investment Adviser Registration Depository
The Investment Adviser Registration Depository (IARD) is an electronic filing system operated by FINRA that facilitates the registration, filing, and public disclosure of information about investment advisers in the United States.
-
D.
Investment Advisers Act of 1940
The Investment Advisers Act of 1940 is a U.S. federal law that regulates investment advisers by imposing registration, fiduciary, disclosure, and anti-fraud obligations to protect investors.
-
E.
Series 7 exam
The Series 7 exam is a U.S. licensing test that qualifies individuals to work as general securities representatives, allowing them to sell a broad range of investment products.
- F. None of above.
- G. Unsure - the case is ambiguous/there is not enough information to decide.
Provenance (3 batches)
The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.
| Step | Stage | Batch ID | Status | When |
|---|---|---|---|---|
| creating | Elicitation | batch_69a493ef399c8190b04b9146d2314f59 |
completed | March 1, 2026, 7:30 p.m. |
| NER | Named-entity recognition | batch_69a4bc290ae08190afbf7e7ea2100d9e |
completed | March 1, 2026, 10:22 p.m. |
| NED1 | Entity disambiguation (via context triple) | batch_69ac59b2395c81909d4608bdaf1d57e8 |
completed | March 7, 2026, 5 p.m. |
Created at: March 1, 2026, 7:44 p.m.