Triple
T1140834
| Position | Surface form | Disambiguated ID | Type / Status |
|---|---|---|---|
| Subject | FINRA Arbitration Forum |
E23445
|
entity |
| Predicate | governedBy |
P46
|
FINISHED |
| Object |
FINRA Code of Arbitration Procedure
The FINRA Code of Arbitration Procedure is a set of rules established by the Financial Industry Regulatory Authority that governs how disputes between investors, brokers, and brokerage firms are resolved through arbitration.
|
E130442
|
NE FINISHED |
How this triple was built (4 steps)
Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.
NER
Named-entity recognition
gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: FINRA Code of Arbitration Procedure | Statement: [FINRA Arbitration Forum, governedBy, FINRA Code of Arbitration Procedure]
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: FINRA Code of Arbitration Procedure Context triple: [FINRA Arbitration Forum, governedBy, FINRA Code of Arbitration Procedure]
-
A.
FINRA Arbitration Forum
The FINRA Arbitration Forum is a dispute resolution venue where investors and financial firms resolve securities-related conflicts through arbitration and mediation overseen by the Financial Industry Regulatory Authority.
-
B.
FINRA
FINRA is a U.S. self-regulatory organization that oversees brokerage firms and exchange markets to protect investors and maintain market integrity.
-
C.
FINRA Technology Department
The FINRA Technology Department is the internal technology organization of the Financial Industry Regulatory Authority responsible for developing, operating, and supporting its regulatory and compliance systems and infrastructure.
-
D.
Regulation NMS
Regulation NMS is a set of U.S. Securities and Exchange Commission rules designed to modernize and strengthen the national market system for equity trading, emphasizing fair access, price transparency, and best execution across exchanges.
-
E.
Division of Trading and Markets of the SEC
The Division of Trading and Markets of the SEC is the unit responsible for overseeing and regulating U.S. securities markets, broker-dealers, and key market infrastructure to ensure fair, orderly, and efficient trading.
- F. None of above. chosen
- G. Unsure - the case is ambiguous/there is not enough information to decide.
NEDg
Description generation
gpt-5.1
Instruction
Generate a one-sentence description of the target entity. You are given a context triple in the form (subject, predicate, object), where the object is the target entity. # Instructions Use the triple to infer relevant information about the entity. Describe the entity based on what is most defining, well-known. Avoid repeating the information from the triple, unless really essential. # Response Format Return only the sentence: "Description: [one-sentence description of the target entity]"
Input
Entity: FINRA Code of Arbitration Procedure Triple: [FINRA Arbitration Forum, governedBy, FINRA Code of Arbitration Procedure]
Generated description
The FINRA Code of Arbitration Procedure is a set of rules established by the Financial Industry Regulatory Authority that governs how disputes between investors, brokers, and brokerage firms are resolved through arbitration.
NED2
Entity disambiguation (via description)
gpt-5-mini-2025-08-07
Target entity: FINRA Code of Arbitration Procedure Target entity description: The FINRA Code of Arbitration Procedure is a set of rules established by the Financial Industry Regulatory Authority that governs how disputes between investors, brokers, and brokerage firms are resolved through arbitration.
-
A.
FINRA Arbitration Forum
The FINRA Arbitration Forum is a dispute resolution venue where investors and financial firms resolve securities-related conflicts through arbitration and mediation overseen by the Financial Industry Regulatory Authority.
-
B.
FINRA
FINRA is a U.S. self-regulatory organization that oversees brokerage firms and exchange markets to protect investors and maintain market integrity.
-
C.
FINRA Technology Department
The FINRA Technology Department is the internal technology organization of the Financial Industry Regulatory Authority responsible for developing, operating, and supporting its regulatory and compliance systems and infrastructure.
-
D.
Regulation NMS
Regulation NMS is a set of U.S. Securities and Exchange Commission rules designed to modernize and strengthen the national market system for equity trading, emphasizing fair access, price transparency, and best execution across exchanges.
-
E.
Division of Trading and Markets of the SEC
The Division of Trading and Markets of the SEC is the unit responsible for overseeing and regulating U.S. securities markets, broker-dealers, and key market infrastructure to ensure fair, orderly, and efficient trading.
- F. None of above. chosen
Provenance (5 batches)
The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.
| Step | Stage | Batch ID | Status | When |
|---|---|---|---|---|
| creating | Elicitation | batch_69a493ef399c8190b04b9146d2314f59 |
completed | March 1, 2026, 7:30 p.m. |
| NER | Named-entity recognition | batch_69a4bc290ae08190afbf7e7ea2100d9e |
completed | March 1, 2026, 10:22 p.m. |
| NED1 | Entity disambiguation (via context triple) | batch_69ac59b2395c81909d4608bdaf1d57e8 |
completed | March 7, 2026, 5 p.m. |
| NEDg | Description generation | batch_69ac5b52c43c8190b8972826a9a1ea5f |
completed | March 7, 2026, 5:07 p.m. |
| NED2 | Entity disambiguation (via description) | batch_69ac5be4d9548190a0f1d57538f688c1 |
completed | March 7, 2026, 5:09 p.m. |
Created at: March 1, 2026, 7:44 p.m.