Triple
T1097808
| Position | Surface form | Disambiguated ID | Type / Status |
|---|---|---|---|
| Subject | Rule 10b-5 |
E24308
|
entity |
| Predicate | codifiedAt |
P775
|
FINISHED |
| Object | 17 C.F.R. § 240.10b-5 |
E24308
|
NE FINISHED |
How this triple was built (2 steps)
Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.
NER
Named-entity recognition
gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: 17 C.F.R. § 240.10b-5 | Statement: [Rule 10b-5, codifiedAt, 17 C.F.R. § 240.10b-5]
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: 17 C.F.R. § 240.10b-5 Context triple: [Rule 10b-5, codifiedAt, 17 C.F.R. § 240.10b-5]
-
A.
Rule 10b-5
chosen
Rule 10b-5 is a core SEC anti-fraud regulation that prohibits deceptive practices in connection with the purchase or sale of securities.
-
B.
Section 10(b) of the Securities Exchange Act of 1934
Section 10(b) of the Securities Exchange Act of 1934 is a key U.S. federal securities law provision that broadly prohibits manipulative and deceptive practices in connection with the purchase or sale of securities.
-
C.
Regulation U
Regulation U is a U.S. Federal Reserve regulation that governs the amount of credit banks and other lenders may extend for the purpose of buying or carrying margin stock, helping to control the use of leverage in securities markets.
-
D.
Regulation G
Regulation G was a former Federal Reserve Board regulation that governed the extension of credit by lenders other than banks and brokers for the purpose of purchasing or carrying securities, complementing margin rules like Regulation T.
-
E.
U.S. Securities Exchange Act of 1934
The U.S. Securities Exchange Act of 1934 is a landmark federal law that created the Securities and Exchange Commission (SEC) and established comprehensive regulation of secondary trading of securities in the United States to restore investor confidence and prevent market abuses.
- F. None of above.
- G. Unsure - the case is ambiguous/there is not enough information to decide.
Provenance (3 batches)
The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.
| Step | Stage | Batch ID | Status | When |
|---|---|---|---|---|
| creating | Elicitation | batch_69a4940542308190ac2a0b1f730b7cfc |
completed | March 1, 2026, 7:31 p.m. |
| NER | Named-entity recognition | batch_69a4b9a1d3108190b2a304fef429848d |
completed | March 1, 2026, 10:11 p.m. |
| NED1 | Entity disambiguation (via context triple) | batch_69ac59a058b88190beb883bf35377316 |
completed | March 7, 2026, 5 p.m. |
Created at: March 1, 2026, 7:43 p.m.