Triple

T1064397
Position Surface form Disambiguated ID Type / Status
Subject Office of Compliance Inspections and Examinations E22976 entity
Predicate legalBasis P125 FINISHED
Object Investment Advisers Act of 1940 E9879 NE FINISHED

How this triple was built (2 steps)

Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.

NER Named-entity recognition gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: Investment Advisers Act of 1940 | Statement: [Office of Compliance Inspections and Examinations, legalBasis, Investment Advisers Act of 1940]
NED1 Entity disambiguation (via context triple) gpt-5-mini-2025-08-07 
Target entity: Investment Advisers Act of 1940
Context triple: [Office of Compliance Inspections and Examinations, legalBasis, Investment Advisers Act of 1940]
  • A. Investment Advisers Act of 1940 chosen
    The Investment Advisers Act of 1940 is a U.S. federal law that regulates investment advisers by imposing registration, fiduciary, disclosure, and anti-fraud obligations to protect investors.
  • B. Investment Company Act of 1940
    The Investment Company Act of 1940 is a U.S. federal law that regulates the organization and activities of investment companies, such as mutual funds, to protect investors through disclosure, governance, and operational requirements.
  • C. Securities Act Amendments of 1964
    The Securities Act Amendments of 1964 were U.S. federal legislative changes that expanded and strengthened federal securities regulation, particularly by extending disclosure and reporting requirements for publicly traded companies.
  • D. U.S. Securities Act of 1933
    The U.S. Securities Act of 1933 is a landmark federal law that established strict disclosure requirements for securities offerings to protect investors and restore confidence in financial markets after widespread abuses revealed by the stock market crash and ensuing economic crisis.
  • E. U.S. Securities Exchange Act of 1934
    The U.S. Securities Exchange Act of 1934 is a landmark federal law that created the Securities and Exchange Commission (SEC) and established comprehensive regulation of secondary trading of securities in the United States to restore investor confidence and prevent market abuses.
  • F. None of above.
  • G. Unsure - the case is ambiguous/there is not enough information to decide.

Provenance (3 batches)

The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.

Step Stage Batch ID Status When
creating Elicitation batch_69a493dada0481909c43649f9843ea91 completed March 1, 2026, 7:30 p.m.
NER Named-entity recognition batch_69a4b8f85cc08190ae03ac6c84936cc5 completed March 1, 2026, 10:08 p.m.
NED1 Entity disambiguation (via context triple) batch_69ac42a14b548190a796e49c545c9a9e completed March 7, 2026, 3:22 p.m.
Created at: March 1, 2026, 7:42 p.m.