the U. S. Securities and Exchange Commission
GPTKB entity
Statements (45)
| Predicate | Object |
|---|---|
| gptkbp:instance_of |
gptkb:government_agency
|
| gptkbp:budget |
approximately $1.8 billion
|
| gptkbp:can |
gptkb:the_Department_of_Justice
civil enforcement actions |
| gptkbp:collaborates_with |
other regulatory agencies
|
| gptkbp:conducts |
investigations
public hearings rulemaking |
| gptkbp:divisions |
gptkb:Division_of_Trading_and_Markets
Division of Corporation Finance Division of Enforcement Division of Investment Management |
| gptkbp:enforces |
securities laws
compliance with securities laws |
| gptkbp:formed |
1934
|
| gptkbp:has_authority_over |
broker-dealers
investment advisors |
| gptkbp:has_enforcement_powers |
to impose penalties
|
| gptkbp:has_mission |
protect investors and maintain market integrity.
|
| gptkbp:headquarters |
gptkb:Washington,_D._C.
|
| https://www.w3.org/2000/01/rdf-schema#label |
the U. S. Securities and Exchange Commission
|
| gptkbp:is_an_independent_agency |
of the federal government
|
| gptkbp:is_involved_in |
international regulatory cooperation
|
| gptkbp:is_led_by |
five commissioners
|
| gptkbp:is_protected_by |
gptkb:investors
|
| gptkbp:issues |
gptkb:regulations
public statements no-action letters investor alerts |
| gptkbp:jurisdiction |
gptkb:United_States
|
| gptkbp:key_people |
gptkb:Gary_Gensler
|
| gptkbp:oversees |
gptkb:EDGAR_database
stock exchanges |
| gptkbp:promotes |
fairness in securities markets
|
| gptkbp:provides |
gptkb:educational_resources
filing systems guidance to public companies |
| gptkbp:regulates |
securities markets
|
| gptkbp:responsible_for |
protecting investors
facilitating capital formation maintaining fair markets |
| gptkbp:staff |
over 4,000
|
| gptkbp:website |
www.sec.gov
|
| gptkbp:bfsParent |
gptkb:Financial_Industry_Regulatory_Authority
|
| gptkbp:bfsLayer |
4
|