|
gptkbp:instance_of
|
gptkb:government_agency
|
|
gptkbp:appointed_by
|
gptkb:Chairman
|
|
gptkbp:budget
|
funded by fees
|
|
gptkbp:collaborates_with
|
other regulatory agencies
|
|
gptkbp:composed_of
|
five commissioners
|
|
gptkbp:conducts
|
investigations
public hearings
|
|
gptkbp:divisions
|
gptkb:Investment_Management
gptkb:investment_banking
Enforcement
Economic and Risk Analysis
Trading and Markets
|
|
gptkbp:enforces
|
securities laws
|
|
gptkbp:enforces_laws_against
|
insider trading
|
|
gptkbp:established_in
|
gptkb:Securities_Exchange_Act_of_1934
|
|
gptkbp:formed
|
1934
|
|
gptkbp:has_a_website
|
sec.gov
|
|
gptkbp:has_authority_over
|
broker-dealers
investment advisors
|
|
gptkbp:has_enforcement_powers
|
civil penalties
suspension of trading
revocation of registration
|
|
gptkbp:has_mission
|
protect investors
facilitate capital formation
maintain fair markets
|
|
gptkbp:headquarters
|
gptkb:Washington,_D._C.
|
|
https://www.w3.org/2000/01/rdf-schema#label
|
the Securities and Exchange Commission
|
|
gptkbp:is_accountable_to
|
gptkb:United_States_Congress
|
|
gptkbp:is_involved_in
|
regulatory compliance
corporate governance
financial reporting
financial stability
mergers and acquisitions
policy development
risk assessment
international cooperation
initial public offerings
market surveillance
investor education
capital markets regulation
|
|
gptkbp:is_led_by
|
gptkb:Chairman
|
|
gptkbp:is_part_of
|
gptkb:U._S._federal_government
|
|
gptkbp:is_protected_by
|
gptkb:investors
|
|
gptkbp:issues
|
gptkb:regulations
enforcement actions
no-action letters
|
|
gptkbp:jurisdiction
|
gptkb:United_States
|
|
gptkbp:oversees
|
securities industry
|
|
gptkbp:promotes
|
fair and efficient markets
|
|
gptkbp:provides
|
gptkb:educational_resources
guidance to companies
|
|
gptkbp:publishes
|
annual reports
|
|
gptkbp:regulates
|
stock exchanges
|
|
gptkbp:requires
|
public companies to disclose information
|
|
gptkbp:bfsParent
|
gptkb:Prudential_Retirement
gptkb:Empower_Retirement
|
|
gptkbp:bfsLayer
|
6
|