the Securities and Exchange Commission
GPTKB entity
Statements (50)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
government agency
|
| gptkbp:canBe |
civil enforcement actions
|
| gptkbp:canCreate |
criminal cases
|
| gptkbp:collaboratesWith |
international regulators
|
| gptkbp:composedOf |
five commissioners
|
| gptkbp:conducts |
investigations
public hearings |
| gptkbp:enforces |
securities laws
|
| gptkbp:engagesIn |
rulemaking
|
| gptkbp:established |
1934
|
| gptkbp:hasAuthorityOver |
public companies
|
| gptkbp:hasFilm |
gptkb:Division_of_Trading_and_Markets
gptkb:Office_of_Investor_Education_and_Advocacy Division_of_Corporation_Finance Division_of_Enforcement Division_of_Investment_Management |
| gptkbp:hasLegalStatus |
to regulate securities transactions
|
| gptkbp:hasPrograms |
whistleblower program
EDGAR_system |
| gptkbp:hasPublications |
annual reports
staff reports investor bulletins regulatory releases |
| gptkbp:hasWebsite |
www.sec.gov
|
| gptkbp:headquarteredIn |
gptkb:Washington,_D.C.
|
| https://www.w3.org/2000/01/rdf-schema#label |
the Securities and Exchange Commission
|
| gptkbp:isInvolvedIn |
market surveillance
|
| gptkbp:isLedBy |
Chairperson
|
| gptkbp:isResponsibleFor |
regulating mutual funds
regulating exchange-traded funds (ETFs) enforcing insider trading laws |
| gptkbp:issuedBy |
the_President_of_the_United_States
|
| gptkbp:issues |
regulations
no-action letters |
| gptkbp:mayHave |
fines
penalties |
| gptkbp:oversees |
gptkb:the_Securities_Exchange_Act_of_1934
securities markets the Investment Advisers Act of 1940 the_Investment_Company_Act_of_1940 the_Securities_Act_of_1933 |
| gptkbp:promotes |
financial literacy
fair and efficient markets |
| gptkbp:protectedArea |
investors
|
| gptkbp:provides |
guidance to companies
|
| gptkbp:regulates |
broker-dealers
investment advisors |
| gptkbp:reportsTo |
gptkb:Congress
|
| gptkbp:requires |
financial disclosures
|
| gptkbp:worksWith |
self-regulatory organizations
|