The Securities and Exchange Commission
GPTKB entity
Statements (62)
| Predicate | Object |
|---|---|
| gptkbp:instance_of |
gptkb:government_agency
|
| gptkbp:budget |
approximately $1.8 billion (2021)
|
| gptkbp:composed_of |
five commissioners
|
| gptkbp:conducts |
investigations
|
| gptkbp:created_by |
gptkb:Securities_Exchange_Act_of_1934
|
| gptkbp:enforces |
gptkb:software
securities laws market manipulation insider trading |
| gptkbp:established |
1934
|
| gptkbp:has_authority_over |
public companies
|
| gptkbp:has_role |
financial reporting
mergers and acquisitions regulating investment companies promoting market integrity regulating credit rating agencies regulating crowdfunding regulating cryptocurrency exchanges coordinating with foreign regulators enforcement of the Sarbanes-Oxley Act regulating derivatives markets regulating financial technology companies |
| gptkbp:headquarters |
gptkb:Washington,_D._C.
|
| https://www.w3.org/2000/01/rdf-schema#label |
The Securities and Exchange Commission
|
| gptkbp:influence |
penalties
|
| gptkbp:is_divided_into |
gptkb:Company
Enforcement Corporation Finance Economic and Risk Analysis Trading and Markets |
| gptkbp:is_involved_in |
corporate governance
proxy voting investor protection initiatives international securities regulation regulating private placements initial public offerings (IP Os) regulating digital assets Dodd-Frank Act implementation regulating alternative trading systems regulating blockchain technology regulating exchange-traded funds (ET Fs) regulating short selling |
| gptkbp:is_part_of |
gptkb:U._S._federal_government
|
| gptkbp:is_protected_by |
gptkb:Company
|
| gptkbp:issues |
gptkb:municipality
guidance no-action letters |
| gptkbp:led_to |
gptkb:Film_Director
|
| gptkbp:mission |
to maintain fair, orderly, and efficient markets
|
| gptkbp:oversees |
securities markets
|
| gptkbp:promotes |
capital formation
|
| gptkbp:provides |
investor education
comment letters |
| gptkbp:regulates |
stock exchanges
mutual funds investment advisors |
| gptkbp:reports_to |
gptkb:legislation
|
| gptkbp:requires |
disclosure of financial information
|
| gptkbp:responsible_for |
regulating securities offerings
|
| gptkbp:strategic_importance |
2022-2026
|
| gptkbp:bfsParent |
gptkb:Washington,_D._C.
|
| gptkbp:bfsLayer |
2
|