Properties (59)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
government agency
|
| gptkbp:can_be |
enforcement actions
|
| gptkbp:collaborates_with |
other regulatory agencies
|
| gptkbp:composedOf |
five commissioners
|
| gptkbp:conducts |
investigations
public meetings |
| gptkbp:crew_size |
gptkb:Gary_Gensler
|
| gptkbp:defeated |
trading in securities
|
| gptkbp:divisions |
gptkb:Division_of_Trading_and_Markets
Division_of_Corporation_Finance Division_of_Enforcement Division_of_Investment_Management |
| gptkbp:enforces |
civil penalties
federal securities laws |
| gptkbp:established |
1934
|
| gptkbp:fullName |
gptkb:Securities_and_Exchange_Commission
|
| gptkbp:has |
regional offices
|
| gptkbp:has_a |
gptkb:Office_of_International_Affairs
gptkb:Office_of_Legislative_Affairs gptkb:Office_of_Economic_Analysis gptkb:Office_of_Compliance_Inspections_and_Examinations gptkb:Office_of_Investor_Education_and_Advocacy Strategic Plan whistleblower program public website Office_of_Public_Affairs Office_of_Diversity_and_Inclusion Office_of_Investor_Protection Office_of_Risk_Assessment Office_of_Technology |
| gptkbp:headquarters |
gptkb:Washington,_D.C.
|
| https://www.w3.org/2000/01/rdf-schema#label |
The SEC
|
| gptkbp:is_a_member_of |
gptkb:International_Organization_of_Securities_Commissions
|
| gptkbp:is_funded_by |
fees and fines
|
| gptkbp:is_governed_by |
gptkb:Congress
|
| gptkbp:is_involved_in |
financial literacy initiatives
market surveillance cybersecurity initiatives international regulatory cooperation capital formation initiatives |
| gptkbp:issues |
rules and regulations
no-action letters interpretive releases |
| gptkbp:oversees |
securities markets
|
| gptkbp:promotes |
fair and efficient markets
|
| gptkbp:protectedArea |
investors
|
| gptkbp:provides |
educational resources
guidance to companies comment letters to companies |
| gptkbp:publishes |
reports
|
| gptkbp:regulates |
stock exchanges
mutual funds broker-dealers investment advisors |
| gptkbp:requires |
public companies to disclose information
|
| gptkbp:responsibleFor |
regulating investment companies
regulating securities offerings monitoring market manipulation reviewing registration statements |