Statements (59)
| Predicate | Object |
|---|---|
| gptkbp:instance_of |
gptkb:regulations
|
| gptkbp:administers |
the Exchange Act
the Securities Act the Investment Company Act |
| gptkbp:collaborates_with |
gptkb:FINRA
gptkb:CFTC state regulators |
| gptkbp:composed_of |
five commissioners
|
| gptkbp:conducts |
investigations
public hearings rulemaking |
| gptkbp:divisions |
gptkb:Division_of_Trading_and_Markets
gptkb:Office_of_Investor_Education_and_Advocacy Division of Corporation Finance Division of Enforcement Division of Investment Management |
| gptkbp:enforces |
federal securities laws
|
| gptkbp:established |
1934
|
| gptkbp:full_name |
gptkb:Securities_and_Exchange_Commission
|
| gptkbp:has_authority_over |
public companies
mutual funds hedge funds broker-dealers private equity funds exchange-traded funds investment advisers |
| gptkbp:has_programs |
gptkb:Regulation_A+
gptkb:Regulation_S-K gptkb:Regulation_S-X gptkb:EDGAR_system diversity initiatives financial literacy initiatives cybersecurity initiatives data analytics initiatives Regulation D investor protection initiatives market structure initiatives whistleblower program small business capital formation corporate governance initiatives digital assets initiatives climate risk disclosure initiatives |
| gptkbp:headquarters |
gptkb:Washington,_D._C.
|
| https://www.w3.org/2000/01/rdf-schema#label |
The SEC
|
| gptkbp:is_protected_by |
gptkb:investors
|
| gptkbp:issues |
gptkb:regulations
enforcement actions final rules proposed rules no-action letters |
| gptkbp:oversees |
securities markets
|
| gptkbp:promotes |
fair and efficient markets
|
| gptkbp:provides |
guidance to companies
investor education comment letters financial reporting guidance |
| gptkbp:reports_to |
gptkb:United_States_Congress
|
| gptkbp:bfsParent |
gptkb:Transform
|
| gptkbp:bfsLayer |
5
|