Investment Industry Regulatory Organization of Canada (IIROC)

GPTKB entity

Statements (58)
Predicate Object
gptkbp:instance_of gptkb:regulations
gptkbp:affiliated_with gptkb:Canadian_Securities_Administrators
gptkbp:collaborates_with gptkb:financial_institutions
gptkbp:conducts investigations
risk assessments
market surveillance
gptkbp:country gptkb:Canada
gptkbp:develops regulatory policies
gptkbp:ensures market integrity
gptkbp:established gptkb:2008
gptkbp:governed_by gptkb:Board_of_Directors
gptkbp:has_a_focus_on regulatory compliance
market conduct
gptkbp:has_role financial literacy
dispute resolution
gptkbp:headquartered_in gptkb:Toronto,_Ontario
gptkbp:headquarters gptkb:Toronto
https://www.w3.org/2000/01/rdf-schema#label Investment Industry Regulatory Organization of Canada (IIROC)
gptkbp:influence gptkb:economic_sanctions
gptkbp:is_a_key_component_of Canadian financial markets
gptkbp:is_a_leading_organization_in investment regulation
gptkbp:is_a_member_of gptkb:International_Organization_of_Securities_Commissions
gptkbp:is_committed_to transparency
gptkbp:is_funded_by membership fees
gptkbp:is_involved_in policy development
enforcement actions
market regulation
investor education
gptkbp:is_protected_by gptkb:investors
gptkbp:is_recognized_by gptkb:Canadian_government
gptkbp:is_tasked_with protecting investors
gptkbp:issues gptkb:guidelines
regulatory notices
gptkbp:issues_reports_on market trends
gptkbp:key_player gptkb:financial_regulation
gptkbp:mandates enhance investor confidence
gptkbp:monitors market activities
gptkbp:offers gptkb:educational_resources
gptkbp:operates_under Securities Act
gptkbp:oversees investment dealers
gptkbp:promotes investor protection
gptkbp:provides gptkb:regulations
training programs
regulatory oversight
guidance to firms
complaint resolution services
gptkbp:provides_oversight_for trading activities
self-regulatory organizations
gptkbp:regulatory_compliance financial regulations
gptkbp:responsible_for enforcing compliance
monitoring trading practices
gptkbp:services_provided investment firms
gptkbp:works_to maintain fair markets
gptkbp:works_with provincial regulators
gptkbp:bfsParent gptkb:Wealthsimple_Trade
gptkb:RBC_Dominion_Securities
gptkb:BMO_Investor_Line
gptkbp:bfsLayer 6