Rule 13d-1 under the Securities Exchange Act of 1934
E1330269
UNEXPLORED
Rule 13d-1 under the Securities Exchange Act of 1934 is an SEC regulation that requires investors who acquire beneficial ownership of more than 5% of a registered class of equity securities to file a detailed disclosure report with the Commission.
All labels observed (1)
| Label | Occurrences |
|---|---|
| Rule 13d-1 under the Securities Exchange Act of 1934 canonical | 1 |
How this entity was disambiguated
This entity first appeared as the object of triple T18565252 — resolving that mention is where its identity was fixed. The disambiguator weighed these candidate entities and picked the highlighted one (or “None”, minting a new entity). This is how homonymy is resolved: the same surface form can point to different entities.
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: Rule 13d-1 under the Securities Exchange Act of 1934 Context triple: [Form 13D, legalBasis, Rule 13d-1 under the Securities Exchange Act of 1934]
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A.
Section 15(d) of the Securities Exchange Act of 1934
Section 15(d) of the Securities Exchange Act of 1934 is a U.S. securities law provision that requires certain issuers with publicly offered securities to file ongoing periodic and current reports with the Securities and Exchange Commission.
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B.
Section 15 of the Securities Exchange Act of 1934
Section 15 of the Securities Exchange Act of 1934 is the core U.S. federal provision that requires broker-dealers to register with the Securities and Exchange Commission and comply with associated regulatory obligations.
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C.
SEC rule under the Securities Exchange Act of 1934
Regulation SCI is a U.S. Securities and Exchange Commission regulation that imposes technology, systems integrity, and cybersecurity requirements on key market participants to promote the stability and resilience of the securities markets.
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D.
SEC Rule 15b1-1
SEC Rule 15b1-1 is a U.S. Securities and Exchange Commission regulation that governs the registration of broker-dealers, including the requirement to file Form BD.
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E.
Section 10(b) of the Securities Exchange Act of 1934
Section 10(b) of the Securities Exchange Act of 1934 is a key U.S. federal securities law provision that broadly prohibits manipulative and deceptive practices in connection with the purchase or sale of securities.
- F. None of above. chosen
- G. Unsure - the case is ambiguous/there is not enough information to decide.
NED2
Entity disambiguation (via description)
gpt-5-mini-2025-08-07
Target entity: Rule 13d-1 under the Securities Exchange Act of 1934 Target entity description: Rule 13d-1 under the Securities Exchange Act of 1934 is an SEC regulation that requires investors who acquire beneficial ownership of more than 5% of a registered class of equity securities to file a detailed disclosure report with the Commission.
-
A.
Section 15(d) of the Securities Exchange Act of 1934
Section 15(d) of the Securities Exchange Act of 1934 is a U.S. securities law provision that requires certain issuers with publicly offered securities to file ongoing periodic and current reports with the Securities and Exchange Commission.
-
B.
Section 15 of the Securities Exchange Act of 1934
Section 15 of the Securities Exchange Act of 1934 is the core U.S. federal provision that requires broker-dealers to register with the Securities and Exchange Commission and comply with associated regulatory obligations.
-
C.
SEC rule under the Securities Exchange Act of 1934
Regulation SCI is a U.S. Securities and Exchange Commission regulation that imposes technology, systems integrity, and cybersecurity requirements on key market participants to promote the stability and resilience of the securities markets.
-
D.
SEC Rule 15b1-1
SEC Rule 15b1-1 is a U.S. Securities and Exchange Commission regulation that governs the registration of broker-dealers, including the requirement to file Form BD.
-
E.
Section 10(b) of the Securities Exchange Act of 1934
Section 10(b) of the Securities Exchange Act of 1934 is a key U.S. federal securities law provision that broadly prohibits manipulative and deceptive practices in connection with the purchase or sale of securities.
- F. None of above. chosen
Referenced by (1)
Full triples — surface form annotated when it differs from this entity's canonical label.