Section 13(a) of the Securities Exchange Act of 1934
E1330267
UNEXPLORED
Section 13(a) of the Securities Exchange Act of 1934 is a key U.S. securities law provision that requires certain publicly traded companies to file periodic reports and disclosures with the Securities and Exchange Commission to ensure ongoing transparency for investors.
All labels observed (1)
| Label | Occurrences |
|---|---|
| Section 13(a) of the Securities Exchange Act of 1934 canonical | 1 |
How this entity was disambiguated
This entity first appeared as the object of triple T18565213 — resolving that mention is where its identity was fixed. The disambiguator weighed these candidate entities and picked the highlighted one (or “None”, minting a new entity). This is how homonymy is resolved: the same surface form can point to different entities.
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: Section 13(a) of the Securities Exchange Act of 1934 Context triple: [Form 40-F, relatedTo, Section 13(a) of the Securities Exchange Act of 1934]
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A.
Section 15 of the Securities Exchange Act of 1934
Section 15 of the Securities Exchange Act of 1934 is the core U.S. federal provision that requires broker-dealers to register with the Securities and Exchange Commission and comply with associated regulatory obligations.
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B.
Section 15(d) of the Securities Exchange Act of 1934
Section 15(d) of the Securities Exchange Act of 1934 is a U.S. securities law provision that requires certain issuers with publicly offered securities to file ongoing periodic and current reports with the Securities and Exchange Commission.
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C.
Section 4(a)(1) of the Securities Act of 1933
Section 4(a)(1) of the Securities Act of 1933 is a statutory exemption that allows persons other than issuers, underwriters, or dealers to resell securities without registering the transaction with the U.S. Securities and Exchange Commission.
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D.
Section 4(a)(2) of the Securities Act of 1933
Section 4(a)(2) of the Securities Act of 1933 is the statutory exemption that permits issuers to offer and sell securities in private placements without registering them with the SEC, provided the transactions do not involve a public offering.
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E.
Section 10(b) of the Securities Exchange Act of 1934
Section 10(b) of the Securities Exchange Act of 1934 is a key U.S. federal securities law provision that broadly prohibits manipulative and deceptive practices in connection with the purchase or sale of securities.
- F. None of above. chosen
- G. Unsure - the case is ambiguous/there is not enough information to decide.
NED2
Entity disambiguation (via description)
gpt-5-mini-2025-08-07
Target entity: Section 13(a) of the Securities Exchange Act of 1934 Target entity description: Section 13(a) of the Securities Exchange Act of 1934 is a key U.S. securities law provision that requires certain publicly traded companies to file periodic reports and disclosures with the Securities and Exchange Commission to ensure ongoing transparency for investors.
-
A.
Section 15 of the Securities Exchange Act of 1934
Section 15 of the Securities Exchange Act of 1934 is the core U.S. federal provision that requires broker-dealers to register with the Securities and Exchange Commission and comply with associated regulatory obligations.
-
B.
Section 15(d) of the Securities Exchange Act of 1934
Section 15(d) of the Securities Exchange Act of 1934 is a U.S. securities law provision that requires certain issuers with publicly offered securities to file ongoing periodic and current reports with the Securities and Exchange Commission.
-
C.
Section 4(a)(1) of the Securities Act of 1933
Section 4(a)(1) of the Securities Act of 1933 is a statutory exemption that allows persons other than issuers, underwriters, or dealers to resell securities without registering the transaction with the U.S. Securities and Exchange Commission.
-
D.
Section 4(a)(2) of the Securities Act of 1933
Section 4(a)(2) of the Securities Act of 1933 is the statutory exemption that permits issuers to offer and sell securities in private placements without registering them with the SEC, provided the transactions do not involve a public offering.
-
E.
Section 10(b) of the Securities Exchange Act of 1934
Section 10(b) of the Securities Exchange Act of 1934 is a key U.S. federal securities law provision that broadly prohibits manipulative and deceptive practices in connection with the purchase or sale of securities.
- F. None of above. chosen
Referenced by (1)
Full triples — surface form annotated when it differs from this entity's canonical label.