Australian Financial Services License
GPTKB entity
Statements (57)
| Predicate | Object |
|---|---|
| gptkbp:instanceOf |
license
|
| gptkbp:appliesTo |
wholesale clients
retail clients |
| gptkbp:ensures |
Corporations Act 2001
|
| https://www.w3.org/2000/01/rdf-schema#label |
Australian Financial Services License
|
| gptkbp:isA |
legal requirement
|
| gptkbp:isAssociatedWith |
financial literacy
financial transparency investment strategies |
| gptkbp:isConnectedTo |
consumer trust
financial service providers financial innovation financial ethics |
| gptkbp:isCounteredBy |
gptkb:Australian_Securities_and_Investments_Commission
|
| gptkbp:isDedicatedTo |
financial regulations
industry standards |
| gptkbp:isEquippedWith |
financial planning services
superannuation funds investment advice services credit providers |
| gptkbp:isExaminedBy |
regulatory bodies
|
| gptkbp:isInfluencedBy |
government policies
market conditions |
| gptkbp:isLinkedTo |
regulatory compliance
ethical standards financial stability financial accountability financial regulations compliance |
| gptkbp:isOftenUsedIn |
application process
|
| gptkbp:isPartOf |
financial services industry
financial governance financial compliance risk management framework financial advisory services financial_regulation_framework_in_Australia |
| gptkbp:isRecognizedFor |
financial product advice
|
| gptkbp:isRelatedTo |
financial advice industry
|
| gptkbp:isReviewedBy |
regulatory authorities
|
| gptkbp:isSubjectTo |
audits
consumer feedback penalties for non-compliance legal scrutiny |
| gptkbp:issuedBy |
gptkb:Australian_Securities_and_Investments_Commission
|
| gptkbp:isUsedBy |
financial institutions
|
| gptkbp:isUtilizedFor |
investment advice
wealth management financial service delivery |
| gptkbp:isUtilizedIn |
annually
|
| gptkbp:provides |
consumer protection
|
| gptkbp:regulates |
financial services
|
| gptkbp:requires |
financial advisors
insurance brokers investment managers disclosure obligations professional indemnity insurance ongoing training and education |
| gptkbp:suitableFor |
gptkb:Australia
|